
Federal Rule of Civil Procedure 56 allows you to file a summary judgment motion at any time until 30 days after discovery closes. But if you’re feeling lucky (or better, well-prepared) the rule lets you file any time before then. The risk with moving for summary judgment before discovery’s closed is that the other lawyer has an easy way to defeat your motion—a way spelled out in Rule 56(d).
Rule 56(d) allows a party to defeat a motion for summary judgment by showing that “for specified reasons[] it cannot present facts essential to justify its opposition . . . .” You may show this by “affidavit or declaration.” The judge can then defer or deny the motion, allow further discovery or “issue any other appropriate order.”
It’s easy to see why Rule 56(d) can be useful when defending against summary judgment. But for the rule to be useful, you have to use it correctly. The Sixth Circuit recently ruled in a case that serves as an example of how to lose Rule 56(d)’s usefulness.
Rama and Mohana Arla sued their insurance company after the company refused to pay the full amount of their insurance policy when fire destroyed the Arlas’ home. The Western District of Kentucky bifurcated the case based on two sets of issues, then issued two summary judgments in favor of the insurance company. The Sixth Circuit affirmed in a short per curiam opinion that adopted the district court’s opinion.
But a third issue remained: the Arlas’ claim that the district court should have allowed more discovery before issuing one of the summary judgment orders. The Arlas’ opposition to the final motion for summary judgment argued that they would “be able to provide additional evidence through discovery and at trial” that would defeat summary judgment. The Sixth Circuit held the Arlas had waived their Rule 56(d) argument.
Even though the Arlas never filed a formal “affidavit or declaration,” they still could have preserved the objection. The court of appeals noted that even “if a party does not satisfy Rule 56(d)’s technical requirements” of an affidavit or declaration, they can still make the argument as long as they “at least affirmatively demonstrate that the discovery sought would enable [them] to adequately oppose the motion for summary judgment.”
But the Arlas had “twice asserted that they could defeat the motion with the evidence they had in hand.” On top of that, the Arlas had never explained what evidence they hoped to get or why they were unable to get it—after their lawyer agreed to a deadline for the summary judgment motion then “did nothing to accomplish, or demand additional time for, discovery in that interim period.” The Sixth Circuit held that the trial court did not abuse its discretion when it granted the summary judgment motion without additional discovery.
So if you think you need evidence to defeat a summary judgment motion, tell the trial court. Better yet, tell the trial court and request that evidence. (And it probably wouldn’t hurt to prepare an affidavit for your Rule 56(d) opposition either.)
The Sixth Circuit’s opinion is here.

